FINMA wealth manager compliance
FINMA wealth management compliance
What we are examining
Independent wealth managers under FINMA supervision need structured compliance processes — anti-money-laundering checks, documentation duties, reporting. In-house build is expensive, established tools are tailored to large banks.
Hypothesis
— Independent wealth managers with three to ten staff are the underserved middle — Industry law firms are sensible distribution partners — Modular pricing logic works better than all-in subscription
Status
Concept. We are watching FINMA practice and assessing the market with a domain partner in Q3 2026.